-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MSPDZo0r506kHb4m1iHxO3E6r2nKD3qxSGoI1K2uBhXKnDZ1GC3BGfrD0sq5wmo7 SAeZcqp+XqgQ92q937AcTg== 0001171520-11-000078.txt : 20110202 0001171520-11-000078.hdr.sgml : 20110202 20110202125853 ACCESSION NUMBER: 0001171520-11-000078 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110202 DATE AS OF CHANGE: 20110202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Magowan Stephen P. CENTRAL INDEX KEY: 0001491802 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O STEIKER FISCHER EDWARDS GREENAPPLE, STREET 2: 156 COLLEGE ST., 3RD FLOOR CITY: BURLINGTON STATE: VT ZIP: 05401 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GREEN MOUNTAIN COFFEE ROASTERS INC CENTRAL INDEX KEY: 0000909954 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 030339228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58801 FILM NUMBER: 11565743 BUSINESS ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 BUSINESS PHONE: 8022445621 MAIL ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 FORMER COMPANY: FORMER CONFORMED NAME: GREEN MOUNTAIN COFFEE INC DATE OF NAME CHANGE: 19930729 SC 13G/A 1 eps4071.htm STEPHEN P. MAGOWAN

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G (AMENDMENT NO. 1)*

UNDER THE SECURITIES EXCHANGE ACT OF 1934

Green Mountain Coffee Roasters, Inc.

 

(Name of Issuer)

Common Stock, $0.10 par value

 

(Title of Class of Securities)

393122106

 

(CUSIP Number)

December 31, 2010

 

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ¨ Rule 13d-1(b)

 

  ¨ Rule 13d-1(c)

 

  x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 


 

 

         
  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

            Stephen P. Magowan, individually and as Trustee

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)   ¨

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  5.    Sole Voting Power

        8,308,854 (all 8,308,854 shares are held in three irrevocable trusts, each for the benefit of a child of Mr. Robert P. Stiller, of which Mr. Magowan is Trustee)

 

 

  6.    Shared Voting Power

        3,600 (held jointly with Mr. Magowan’s spouse)

 

 

  7.    Sole Dispositive Power

       8,308,854 (all 8,308,854 shares are held in three irrevocable trusts, each for the benefit of a child of Mr. Robert P. Stiller, of which Mr. Magowan is Trustee)

 

 

  8.    Shared Dispositive Power

       3,600 (held jointly with Mr. Magowan’s spouse)

 

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

  8,312,454 ( of which 3,600 are held by Mr. Magowan jointly with his spouse and 8,308,854 shares are held in three irrevocable trusts, each for the benefit of a child of Mr. Robert P. Stiller, of which Mr. Magowan is Trustee)

 

   
10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 

   
11.  

Percent of Class Represented by Amount in Row (9)

 5.87% (calculation based on 141,595,229 shares of Common Stock outstanding as January 12, 2011, as reported in Green Mountain Coffee Roasters, Inc.’s proxy statement on Schedule 14A dated January 25, 2011 and filed January 24, 2011)

 

   
12.  

Type of Reporting Person (See Instructions)

 

            IN

   
             
 
ITEM 1.  

 

  (a) NAME OF ISSUER
     
    Green Mountain Coffee Roasters, Inc.

 

  (b) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
     
    33 Coffee Lane, Waterbury, VT 05676


ITEM 2.  

 

  (a) NAME OF PERSON FILING
     
    Stephen P. Magowan, individually and as Trustee

 

  (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
     
    Steiker , Fischer, Edwards & Greenapple
    156 College St., 3rd Floor
    Burlingto n, VT 05401

 

  (c) CITIZENSHIP
     
    United States

 

  (d) TITLE OF CLASS OF SECURITIES
     
    Common Stock, $0.10 par value per share

 

  (e) CUSIP NUMBER
     
    393122106

 

ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS:
   
  Not Applicable

 

ITEM 4. OWNERSHIP

 

  (a) Amount beneficially owned:
    8,312,454 ( of which 3,600 are held by Mr. Magowan jointly with his spouse and 8,308,854 shares are held in three irrevocable trusts, each for the benefit of a child of Mr. Robert P. Stiller, of which Mr. Magowan is Trustee)

 

  (b) Percent of class:
    5.87% (calculation based on 141,595,229 shares of Common Stock outstanding as January 12, 2011, as reported in Green Mountain Coffee Roasters, Inc.’s proxy statement on Schedule 14A dated January 25, 2011 and filed January 24, 2011)

 

  (c) Number of shares as to which the person has:

 

  (i) Sole power to direct the vote:
  8,308,854 (all 8,308,854 shares are held in three irrevocable trusts, each for the benefit of a child of Mr. Robert P. Stiller, of which Mr. Magowan is Trustee)

 

  (ii) Shared power to direct the vote:
  3,600 (held jointly with Mr. Magowan’s spouse) 

 

  (iii) Sole power to dispose or to direct the disposition of:
  8,308,854 (all 8,308,854 shares are held in three irrevocable trusts, each for the benefit of a child of Mr. Robert P. Stiller, of which Mr. Magowan is Trustee)

 

  (iv) Shared power to dispose or to direct the disposition of:
  3,600 (held jointly with Mr. Magowan’s spouse) 

 

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
   
  Not Applicable

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
   
  Not Applicable

 

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
   
  Not Applicable

 

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
   
  Not Applicable

ITEM 9. NOTICE OF DISSOLUTION OF GROUP
   
  Not Applicable

 

ITEM 10. CERTIFICATION
   
  By signing below I certify that to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

January 31, 2011

Date
 
/s/ Stephen P. Magowan
Signature
 
Stephen P. Magowan, individually and as Trustee
Name/Title

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